RECORD RETENTION

  • Your (written and published) policies alone do not demonstrate compliance. If procedures and activities are not documented, it never happened.
  • While procedures themselves may not fully demonstrate compliance, well-defined and documented processes (e.g. – training completion, audit results, corrective actions, etc.) can make evident an effective internal control system and compliance to regulations and standards.

In the event your business is subject to an external bank or regulatory audit, you can generate the most accurate documentation of your critical procedures to support training, audit, and compliance.

RISK ASSESSMENT

Are you Prepared for a Regulatory Audit?

Cash Reporting Rules

Listen to a preview of Cash Reporting Rules and Form 8300.

Address

ARMD Resource Group, LLC
328 W. Broad Street
Quakertown, PA 18951